<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/04?registers=between Sat, 28 Jun 2025 07:13:27 -0700 Sat, 28 Jun 2025 07:13:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/04?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21600.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21600.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21600 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21600.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21599.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21599.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21599 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21599.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21598.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21598.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21598 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21598.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Approving a Proposed Rule Change To Make Permanent the Exchange's Pilot Retail Price Improvement Program, Rule 11.24, Which is Set To Expire on September 30, 2019, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21597.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21597.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21597 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21597.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21596.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21596.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21596 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21596.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21595.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21595.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21595 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21595.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21594.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21594.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21594 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21594.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21593.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21593.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21593 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21593.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21592.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21592.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21592 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21592.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange Retail Liquidity Program Until October 31, 2019 https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21591.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21591.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21591 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21591.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21588.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21588.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21588 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21588.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Protocol “Ouch To Trade Options” https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21587.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21587.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21587 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21587.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21586.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21586.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21586 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21586.pdf Rule - Solicitations of Interest Prior to a Registered Public Offering https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21304.html https://regulations.justia.com/regulations/fedreg/2019/10/04/2019-21304.html Fri, 04 Oct 2019 00:00:00 -0700 2019-21304 Rule https://www.govinfo.gov/content/pkg/FR-2019-10-04/pdf/2019-21304.pdf