Securities and Exchange Commission September 2019 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings
Document Number: 2019-21309
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21086
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21085
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21084
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21083
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2019-21082
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21081
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21080
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21079
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-21078
Type: Notice
Date: 2019-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2019-21095
Type: Notice
Date: 2019-09-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Core Alternative Capital, LLC, Listed Funds Trust, and Quasar Distributors, LLC
Document Number: 2019-21030
Type: Notice
Date: 2019-09-27
Agency: Securities and Exchange Commission, Agencies and Commissions
CIM Real Assets & Credit Fund, et al.
Document Number: 2019-20955
Type: Notice
Date: 2019-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Technical Amendments To Update Cross-References to Commission's FOIA Regulations
Document Number: 2019-20369
Type: Rule
Date: 2019-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is adopting technical amendments to update cross- references to reflect amendments to the Commission's Freedom of Information Act (``FOIA'') regulations published as a final rule on June 28, 2018.
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 6.49C
Document Number: 2019-20708
Type: Notice
Date: 2019-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions