<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/27?registers=between Sun, 22 Dec 2024 12:32:56 -0800 Sun, 22 Dec 2024 12:32:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/27?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21095.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21095.html Fri, 27 Sep 2019 00:00:00 -0700 2019-21095 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-21095.pdf Notice - Core Alternative Capital, LLC, Listed Funds Trust, and Quasar Distributors, LLC https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21030.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21030.html Fri, 27 Sep 2019 00:00:00 -0700 2019-21030 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-21030.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.21 (Solicitation Auction Mechanism) https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20974.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20974.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20974 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20974.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20971.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20971.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20971 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20971.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20970.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20970.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20970 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20970.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20969.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20969.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20969 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20969.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20968.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20968.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20968 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20968.pdf