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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/27?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/27?registers=between
Notice - Sunshine Act Meeting; Cancellation
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21095.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21095.htmlFri, 27 Sep 2019 00:00:00 -07002019-21095Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-21095.pdfNotice - Core Alternative Capital, LLC, Listed Funds Trust, and Quasar Distributors, LLC
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21030.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21030.htmlFri, 27 Sep 2019 00:00:00 -07002019-21030Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-21030.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.21 (Solicitation Auction Mechanism)
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20974.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20974.htmlFri, 27 Sep 2019 00:00:00 -07002019-20974Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20974.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k)
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20971.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20971.htmlFri, 27 Sep 2019 00:00:00 -07002019-20971Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20971.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20970.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20970.htmlFri, 27 Sep 2019 00:00:00 -07002019-20970Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20970.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20969.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20969.htmlFri, 27 Sep 2019 00:00:00 -07002019-20969Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20969.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20968.html
https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20968.htmlFri, 27 Sep 2019 00:00:00 -07002019-20968Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20968.pdf