<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/19?registers=between Thu, 17 Jul 2025 23:59:49 -0700 Thu, 17 Jul 2025 23:59:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/19?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists and Registered Options Traders https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20223.html https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20223.html Thu, 19 Sep 2019 00:00:00 -0700 2019-20223 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-19/pdf/2019-20223.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule by Revising the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20222.html https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20222.html Thu, 19 Sep 2019 00:00:00 -0700 2019-20222 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-19/pdf/2019-20222.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20221.html https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20221.html Thu, 19 Sep 2019 00:00:00 -0700 2019-20221 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-19/pdf/2019-20221.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change To Amend the Definition of Family Member in Listing Rule 5605(a)(2) for Purposes of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20220.html https://regulations.justia.com/regulations/fedreg/2019/09/19/2019-20220.html Thu, 19 Sep 2019 00:00:00 -0700 2019-20220 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-19/pdf/2019-20220.pdf