<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/18?registers=between Tue, 19 Aug 2025 10:02:54 -0700 Tue, 19 Aug 2025 10:02:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/18?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20332.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20332.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20332 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20332.pdf Notice - New Mountain Finance Corporation, et al. https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20158.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20158.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20158 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20158.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Innovator MSCI EAFE Power Buffer ETFs and Innovator MSCI Emerging Markets Power Buffer ETFs, Series of the Innovator ETFs Trust, Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20157.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20157.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20157 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20157.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20156.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20156.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20156 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20156.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20154.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20154.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20154 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20154.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20153.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20153.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20153 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20153.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20152.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20152.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20152 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20152.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20151.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20151.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20151 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20151.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 4121 https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20150.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20150.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20150 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20150.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange, as Set Forth in BZX Rule 14.13, Company Listing Fees https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20149.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20149.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20149 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20149.pdf