<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/16?registers=between Thu, 17 Jul 2025 22:26:23 -0700 Thu, 17 Jul 2025 22:26:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/16?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities https://regulations.justia.com/regulations/fedreg/2019/09/16/C1-2019-18999.html https://regulations.justia.com/regulations/fedreg/2019/09/16/C1-2019-18999.html Mon, 16 Sep 2019 00:00:00 -0700 C1-2019-18999 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/C1-2019-18999.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20092.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20092.html Mon, 16 Sep 2019 00:00:00 -0700 2019-20092 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-20092.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20040.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20040.html Mon, 16 Sep 2019 00:00:00 -0700 2019-20040 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-20040.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20038.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20038.html Mon, 16 Sep 2019 00:00:00 -0700 2019-20038 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-20038.pdf Notice - Investment Company Act Release No. 33622; File No. 812-15031 ETFis Series Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19979.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19979.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19979 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19979.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19976.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19976.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19976 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19976.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19975.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19975.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19975 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19975.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19974.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19974.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19974 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19974.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19973.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19973.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19973 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19973.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19971.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19971.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19971 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19971.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19905.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19905.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19905 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19905.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19904.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19904.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19904 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19904.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of Invesco BulletShares ETFs https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19903.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19903.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19903 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19903.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19902.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19902.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19902 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19902.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and To Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19901.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19901.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19901 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19901.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.10(b) Regarding the Notice Requirement in Connection With Trading Permit Holders That Clear Market-Maker Trades https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19900.html https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19900.html Mon, 16 Sep 2019 00:00:00 -0700 2019-19900 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19900.pdf