Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/10?limit=200&registers=between&mode=atom 2024-12-22T12:46:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19617.html Notice - Sunshine Act Meetings 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19617 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19617.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19538.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Amend the GSD Rulebook To Establish a Process To Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19538 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19538.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19469.html Notice - Order Granting Application by The Financial Information Forum and Security Traders Association for an Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act From Certain Requirements of Rule 606 of Regulation NMS Under the Exchange Act 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19469 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19469.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19468.html Notice - Diamond Hill Funds and Diamond Hill Capital Management, Inc. 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19468 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19468.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19466.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19466 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19466.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19465.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules 2210 (Communications With the Public) and 2241 (Research Analysts and Research Reports); Correction 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19465 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19465.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19464.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19464 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19464.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19463.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 103B 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19463 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19463.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19462.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19462 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19462.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19461.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19461 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19461.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19460.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19460 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19460.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19459.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 6.49A Concerning Off-Floor Position Transfers 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19459 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19459.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-19458.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Make Permanent Rule 7.44-E 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-19458 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-19458.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-18355.html Rule - Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-18355 Rule https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-18355.pdf https://regulations.justia.com/regulations/fedreg/2019/09/10/2019-18342.html Rule - Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers 2019-09-10T00:00:00-07:00 2019-09-10T00:00:00-07:00 2019-18342 Rule https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-18342.pdf