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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/06?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/06?registers=between
Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19241.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19241.htmlFri, 06 Sep 2019 00:00:00 -07002019-19241Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19241.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19240.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19240.htmlFri, 06 Sep 2019 00:00:00 -07002019-19240Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19240.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19239.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19239.htmlFri, 06 Sep 2019 00:00:00 -07002019-19239Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19239.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19238.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19238.htmlFri, 06 Sep 2019 00:00:00 -07002019-19238Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19238.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19237.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19237.htmlFri, 06 Sep 2019 00:00:00 -07002019-19237Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19237.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable To Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19224.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19224.htmlFri, 06 Sep 2019 00:00:00 -07002019-19224Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19224.pdfNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19223.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19223.htmlFri, 06 Sep 2019 00:00:00 -07002019-19223Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19223.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable To Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19222.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19222.htmlFri, 06 Sep 2019 00:00:00 -07002019-19222Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19222.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19221.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19221.htmlFri, 06 Sep 2019 00:00:00 -07002019-19221Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19221.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19220.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19220.htmlFri, 06 Sep 2019 00:00:00 -07002019-19220Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19220.pdfNotice - Self-Regulatory Organizations; NYSE American, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19219.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19219.htmlFri, 06 Sep 2019 00:00:00 -07002019-19219Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19219.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19218.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19218.htmlFri, 06 Sep 2019 00:00:00 -07002019-19218Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19218.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To Amend the Listing Rule Applicable to Shares of the Aware Ultra-Short Duration Enhanced Income ETF
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19217.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19217.htmlFri, 06 Sep 2019 00:00:00 -07002019-19217Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19217.pdfNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19216.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19216.htmlFri, 06 Sep 2019 00:00:00 -07002019-19216Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19216.pdfNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19215.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19215.htmlFri, 06 Sep 2019 00:00:00 -07002019-19215Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19215.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19214.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19214.htmlFri, 06 Sep 2019 00:00:00 -07002019-19214Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19214.pdfNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19212.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19212.htmlFri, 06 Sep 2019 00:00:00 -07002019-19212Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19212.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19211.html
https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19211.htmlFri, 06 Sep 2019 00:00:00 -07002019-19211Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19211.pdf