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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/04?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/04?registers=between
Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19007.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19007.htmlWed, 04 Sep 2019 00:00:00 -07002019-19007Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19007.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Phlx Pricing at Options 7, Section 9, Titled Other Member Fees
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19006.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19006.htmlWed, 04 Sep 2019 00:00:00 -07002019-19006Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19006.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Pricing at Options 7
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19005.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19005.htmlWed, 04 Sep 2019 00:00:00 -07002019-19005Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19005.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19004.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19004.htmlWed, 04 Sep 2019 00:00:00 -07002019-19004Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19004.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19001.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19001.htmlWed, 04 Sep 2019 00:00:00 -07002019-19001Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19001.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 503, Openings on the Exchange, and 515, Execution of Orders
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19000.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19000.htmlWed, 04 Sep 2019 00:00:00 -07002019-19000Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19000.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18999.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18999.htmlWed, 04 Sep 2019 00:00:00 -07002019-18999Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-18999.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18998.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18998.htmlWed, 04 Sep 2019 00:00:00 -07002019-18998Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-18998.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the “Back-Testing Policy”).
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18997.html
https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18997.htmlWed, 04 Sep 2019 00:00:00 -07002019-18997Noticehttps://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-18997.pdf