<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/04?registers=between Mon, 06 May 2024 06:59:39 -0700 Mon, 06 May 2024 06:59:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/04?registers=between Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19007.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19007.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19007 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19007.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Phlx Pricing at Options 7, Section 9, Titled Other Member Fees https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19006.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19006.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19006 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19006.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Pricing at Options 7 https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19005.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19005.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19005 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19005.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19004.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19004.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19004 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19004.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19001.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19001.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19001 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19001.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 503, Openings on the Exchange, and 515, Execution of Orders https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19000.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19000.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19000 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19000.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18999.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18999.html Wed, 04 Sep 2019 00:00:00 -0700 2019-18999 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-18999.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18998.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18998.html Wed, 04 Sep 2019 00:00:00 -0700 2019-18998 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-18998.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the “Back-Testing Policy”). https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18997.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-18997.html Wed, 04 Sep 2019 00:00:00 -0700 2019-18997 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-18997.pdf