<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/03?registers=between Sun, 20 Jul 2025 02:02:06 -0700 Sun, 20 Jul 2025 02:02:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/03?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rules 967NY and 953.1NY Regarding the Treatment of Orders Subject to Trade Collar Protection https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-19002.html https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-19002.html Tue, 03 Sep 2019 00:00:00 -0700 2019-19002 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-19002.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18927.html https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18927.html Tue, 03 Sep 2019 00:00:00 -0700 2019-18927 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18927.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 21.20 and 21.22 in Connection With Stock-Options Orders https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18873.html https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18873.html Tue, 03 Sep 2019 00:00:00 -0700 2019-18873 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18873.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct and Clarify Rules 4702(b)(3)(B), 4702(b)(5)(B), and 4703(d) https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18871.html https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18871.html Tue, 03 Sep 2019 00:00:00 -0700 2019-18871 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18871.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules Related to How the System Handles Incoming Orders and Open Outcry Trading in Connection With the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18870.html https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18870.html Tue, 03 Sep 2019 00:00:00 -0700 2019-18870 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18870.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 Total Buffer ETF Series Under the Innovator ETFs Trust, Under Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18869.html https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18869.html Tue, 03 Sep 2019 00:00:00 -0700 2019-18869 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18869.pdf