Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/09/03?limit=200&registers=between&mode=atom 2024-12-22T12:38:25-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-19002.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rules 967NY and 953.1NY Regarding the Treatment of Orders Subject to Trade Collar Protection 2019-09-03T00:00:00-07:00 2019-09-03T00:00:00-07:00 2019-19002 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-19002.pdf https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18927.html Notice - Investor Advisory Committee Meeting 2019-09-03T00:00:00-07:00 2019-09-03T00:00:00-07:00 2019-18927 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18927.pdf https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18873.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 21.20 and 21.22 in Connection With Stock-Options Orders 2019-09-03T00:00:00-07:00 2019-09-03T00:00:00-07:00 2019-18873 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18873.pdf https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18871.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct and Clarify Rules 4702(b)(3)(B), 4702(b)(5)(B), and 4703(d) 2019-09-03T00:00:00-07:00 2019-09-03T00:00:00-07:00 2019-18871 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18871.pdf https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18870.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules Related to How the System Handles Incoming Orders and Open Outcry Trading in Connection With the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges 2019-09-03T00:00:00-07:00 2019-09-03T00:00:00-07:00 2019-18870 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18870.pdf https://regulations.justia.com/regulations/fedreg/2019/09/03/2019-18869.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 Total Buffer ETF Series Under the Innovator ETFs Trust, Under Rule 14.11(i) 2019-09-03T00:00:00-07:00 2019-09-03T00:00:00-07:00 2019-18869 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-03/pdf/2019-18869.pdf