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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/22?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/22?registers=between
Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 605 and 1049
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18077.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18077.htmlThu, 22 Aug 2019 00:00:00 -07002019-18077Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18077.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules 2210 (Communications With the Public) and 2241 (Research Analysts and Research Reports)
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18076.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18076.htmlThu, 22 Aug 2019 00:00:00 -07002019-18076Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18076.pdfNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 520, Limitations on Orders
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18075.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18075.htmlThu, 22 Aug 2019 00:00:00 -07002019-18075Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18075.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18074.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18074.htmlThu, 22 Aug 2019 00:00:00 -07002019-18074Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18074.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Reduce the Minimum Allowable Parameter for the Transaction- and Volume-Based Settings in the Risk Limitation Mechanism
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18058.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18058.htmlThu, 22 Aug 2019 00:00:00 -07002019-18058Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18058.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Add Certain Rules to the List of Minor Rule Violations in Rule 9217; Delete Obsolete Rules and Increase the Maximum Fine for Minor Rule Violations
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18057.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18057.htmlThu, 22 Aug 2019 00:00:00 -07002019-18057Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18057.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Distributions Service Guide
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18056.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18056.htmlThu, 22 Aug 2019 00:00:00 -07002019-18056Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18056.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Reduce the Minimum Allowable Parameter for the Transaction- and Volume-Based Settings in the Risk Limitation Mechanism
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18055.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18055.htmlThu, 22 Aug 2019 00:00:00 -07002019-18055Noticehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18055.pdfRule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-13609.html
https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-13609.htmlThu, 22 Aug 2019 00:00:00 -07002019-13609Rulehttps://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-13609.pdf