<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/20?registers=between Mon, 23 Jun 2025 10:58:35 -0700 Mon, 23 Jun 2025 10:58:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17974.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17974.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17974 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17974.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17936.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17936.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17936 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17936.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17935.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17935.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17935 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17935.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Institute a Derived Data API Service https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17863.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17863.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17863 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17863.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17862.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17862.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17862 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17862.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17861.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17861.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17861 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17861.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of Rule 14.11 (Other Securities) Related to the Applicability of Certain Disclosure Requirements https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17860.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17860.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17860 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17860.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17858.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17858.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17858 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17858.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Clarify Portions of Its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17857.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17857.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17857 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17857.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Clarify Portions of Its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17856.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17856.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17856 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17856.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules Under Chapter 14 (Securities Traded) Related To the Applicability of Certain Disclosure Requirements https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17855.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17855.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17855 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17855.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Franklin Liberty Systematic Style Premia ETF, a Series of the Franklin Templeton ETF Trust Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17854.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17854.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17854 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17854.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17853.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17853.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17853 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17853.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17848.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17848.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17848 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17848.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17847.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17847.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17847 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17847.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders, To Adopt New Interpretation and Policy .07 https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17846.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17846.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17846 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17846.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17845.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17845.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17845 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17845.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17844.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17844.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17844 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17844.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17843.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17843.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17843 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17843.pdf Notice - American Century ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17819.html https://regulations.justia.com/regulations/fedreg/2019/08/20/2019-17819.html Tue, 20 Aug 2019 00:00:00 -0700 2019-17819 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-20/pdf/2019-17819.pdf