<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/14?registers=between Sat, 04 May 2024 01:15:47 -0700 Sat, 04 May 2024 01:15:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/14?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17391.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17391.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17391 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17391.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SCAR Credits at Equity 7, Section 3(a) https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17390.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17390.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17390 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17390.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SCAR Credits at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17389.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17389.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17389 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17389.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17388.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17388.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17388 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17388.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17387.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17387.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17387 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17387.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17386.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17386.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17386 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17386.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17385.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17385.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17385 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17385.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17384.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17384.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17384 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17384.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Rule 6.49B, Off-Floor RWA Transfers https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17383.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17383.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17383 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17383.pdf Rule - Amendments to Rules for Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17218.html https://regulations.justia.com/regulations/fedreg/2019/08/14/2019-17218.html Wed, 14 Aug 2019 00:00:00 -0700 2019-17218 Rule https://www.govinfo.gov/content/pkg/FR-2019-08-14/pdf/2019-17218.pdf