<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/09?registers=between Sun, 22 Dec 2024 07:24:50 -0800 Sun, 22 Dec 2024 07:24:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/09?registers=between Rule - Regulation Best Interest: The Broker-Dealer Standard of Conduct https://regulations.justia.com/regulations/fedreg/2019/08/09/C1-2019-12164.html https://regulations.justia.com/regulations/fedreg/2019/08/09/C1-2019-12164.html Fri, 09 Aug 2019 00:00:00 -0700 C1-2019-12164 Rule https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/C1-2019-12164.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17108.html https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17108.html Fri, 09 Aug 2019 00:00:00 -0700 2019-17108 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/2019-17108.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17047.html https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17047.html Fri, 09 Aug 2019 00:00:00 -0700 2019-17047 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/2019-17047.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Introduce a Liquidity Provider Protection on EDGA https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17046.html https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17046.html Fri, 09 Aug 2019 00:00:00 -0700 2019-17046 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/2019-17046.pdf