Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/09?limit=200&registers=between&mode=atom 2024-05-02T17:55:38-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/08/09/C1-2019-12164.html Rule - Regulation Best Interest: The Broker-Dealer Standard of Conduct 2019-08-09T00:00:00-07:00 2019-08-09T00:00:00-07:00 C1-2019-12164 Rule https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/C1-2019-12164.pdf https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17108.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin 2019-08-09T00:00:00-07:00 2019-08-09T00:00:00-07:00 2019-17108 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/2019-17108.pdf https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17047.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities 2019-08-09T00:00:00-07:00 2019-08-09T00:00:00-07:00 2019-17047 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/2019-17047.pdf https://regulations.justia.com/regulations/fedreg/2019/08/09/2019-17046.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Introduce a Liquidity Provider Protection on EDGA 2019-08-09T00:00:00-07:00 2019-08-09T00:00:00-07:00 2019-17046 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-09/pdf/2019-17046.pdf