<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/08?registers=between Sat, 04 May 2024 20:36:52 -0700 Sat, 04 May 2024 20:36:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/08?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-17120.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-17120.html Thu, 08 Aug 2019 00:00:00 -0700 2019-17120 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-17120.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-17103.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-17103.html Thu, 08 Aug 2019 00:00:00 -0700 2019-17103 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-17103.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16943.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16943.html Thu, 08 Aug 2019 00:00:00 -0700 2019-16943 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-16943.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and FINRA Rule 5131 (New Issue Allocations and Distributions) https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16942.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16942.html Thu, 08 Aug 2019 00:00:00 -0700 2019-16942 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-16942.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16941.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16941.html Thu, 08 Aug 2019 00:00:00 -0700 2019-16941 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-16941.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Amend Procedure VII With Respect to the Receipt of CNS Securities and Make Other Changes https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16940.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16940.html Thu, 08 Aug 2019 00:00:00 -0700 2019-16940 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-16940.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Settlement Guide To Implement a New Algorithm for Transactions Processed in the Night Cycle https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16939.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16939.html Thu, 08 Aug 2019 00:00:00 -0700 2019-16939 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-16939.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise the MBSD VaR Floor https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16938.html https://regulations.justia.com/regulations/fedreg/2019/08/08/2019-16938.html Thu, 08 Aug 2019 00:00:00 -0700 2019-16938 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-08/pdf/2019-16938.pdf