<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/02?registers=between Tue, 24 Jun 2025 12:18:11 -0700 Tue, 24 Jun 2025 12:18:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/08/02?registers=between Notice - Alaia Capital, LLC and m+ ETF Trust https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16562.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16562.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16562 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16562.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16532.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16532.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16532 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16532.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16529.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16529.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16529 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16529.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16528.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16528.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16528 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16528.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16526.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16526.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16526 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16526.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16525.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16525.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16525 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16525.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16523.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16523.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16523 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16523.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16522.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16522.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16522 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16522.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16521.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16521.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16521 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16521.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16483.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16483.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16483 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16483.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC Pricing at Options 7, Section 3 Titled “Nasdaq Options Market-Ports and Other Services.” https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16482.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16482.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16482 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16482.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Pricing at Options 7, Section 3 Titled BX Options Market-Ports and Other Services https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16481.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16481.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16481 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16481.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16472.html https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16472.html Fri, 02 Aug 2019 00:00:00 -0700 2019-16472 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-02/pdf/2019-16472.pdf