<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07?registers=between&min-day=1&max-day=31 Wed, 22 May 2024 22:13:40 -0700 Wed, 22 May 2024 22:13:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07?registers=between&min-day=1&max-day=31 Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16317.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16317.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16317 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16317.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Related to The Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16312.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16312.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16312 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16312.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16294.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16294.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16294 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16294.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16293.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16293.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16293 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16293.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16292.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16292.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16292 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16292.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16291.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16291.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16291 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16291.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16290.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16290.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16290 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16290.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16238.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16238.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16238 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16238.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16218.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16218.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16218 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16218.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Corrective Edits to Exchange Rule 503, Openings on the Exchange https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16217.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16217.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16217 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16217.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX, Inc., NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16214.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16214.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16214 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16214.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16098.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16098.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16098 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16098.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16097.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16097.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16097 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16097.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16096.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16096.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16096 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16096.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16095.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16095.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16095 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16095.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Relating to the Extension to Clients of CDSClear of the Fee Applicable by LCH SA on the Amount of Allocated Securities Collateral https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16094.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16094.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16094 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16094.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16093.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16093.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16093 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16093.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16090.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16090.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16090 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16090.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16089.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16089.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16089 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16089.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16088.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16088.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16088 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16088.pdf Notice - Liquid Strategies, LLC and Listed Funds Trust https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16086.html https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16086.html Tue, 30 Jul 2019 00:00:00 -0700 2019-16086 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16086.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing Give Ups on the BX Options Market https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15982.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15982.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15982 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15982.pdf Notice - The Guardian Insurance & Annuity Company, Inc., et al. https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15975.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15975.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15975 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15975.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Nasdaq Options Market To Modify the Give Up of a Clearing Participant by a Participant on NOM Transactions https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15973.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15973.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15973 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15973.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules To Permit Cboe Trading, Inc. To Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15972.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15972.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15972 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15972.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15971.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15971.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15971 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15971.pdf Notice - Zacks Investment Management, Inc. and Zacks Trust https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15968.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15968.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15968 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15968.pdf Notice - Zacks Investment Management, Inc. and Zacks Trust https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15955.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15955.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15955 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15955.pdf Notice - PFS Funds and Castle Investment Management, LLC.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15954.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15954.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15954 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15954.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15875.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15875.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15875 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15875.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 9.21-O, Delete Current Rules 9.21-O through 9.25-O, and Amend Rule 10.9551 https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15874.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15874.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15874 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15874.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Maintenance Listing Standards for Options on Certain Indexes Under Rule 24.2.01(b)(2) https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15873.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15873.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15873 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15873.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15872.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15872.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15872 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15872.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Existing Membership Rules and To Incorporate by Reference the Membership Rules of The Nasdaq Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15871.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15871.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15871 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15871.pdf Notice - Order Granting Application by: Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, and Nasdaq Phlx LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15870.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15870.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15870 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15870.pdf Proposed Rule - Customer Margin Rules Relating to Security Futures https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15400 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15400.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Rule 16.1 To Include the Definition of Capacity, as Well as Amend Its Fee Schedule To Reflect This Update https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15778.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15778.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15778 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15778.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15777.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15777.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15777 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15777.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4121 https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15776.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15776.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15776 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15776.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15775.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15775.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15775 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15775.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15774.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15774.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15774 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15774.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change To Allow an Odd Lot-Sized Order To Be Eligible for the Midpoint Extended Life Order https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15773.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15773.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15773 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15773.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Rule 16.1 To Include the Definition of Capacity, as well as Amend Its Fee Schedule To Reflect This Update https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15772.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15772.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15772 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15772.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding Investments of the Aware Ultra-Short Duration Enhanced Income ETF https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15771.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15771.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15771 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15771.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15826.html https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15826.html Wed, 24 Jul 2019 00:00:00 -0700 2019-15826 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-24/pdf/2019-15826.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15695.html https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15695.html Wed, 24 Jul 2019 00:00:00 -0700 2019-15695 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-24/pdf/2019-15695.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 12.3 by Extending the Credit Option Margin Pilot Program Through July 20, 2020 https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15672.html https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15672.html Wed, 24 Jul 2019 00:00:00 -0700 2019-15672 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-24/pdf/2019-15672.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15657.html https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15657.html Wed, 24 Jul 2019 00:00:00 -0700 2019-15657 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-24/pdf/2019-15657.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15674.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15674.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15674 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15674.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15673.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15673.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15673 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15673.pdf