<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/31?registers=between Sat, 12 Jul 2025 21:42:55 -0700 Sat, 12 Jul 2025 21:42:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/31?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16317.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16317.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16317 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16317.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Related to The Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16312.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16312.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16312 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16312.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16294.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16294.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16294 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16294.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16293.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16293.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16293 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16293.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16292.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16292.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16292 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16292.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16291.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16291.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16291 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16291.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16290.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16290.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16290 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16290.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16238.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16238.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16238 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16238.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16218.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16218.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16218 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16218.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Corrective Edits to Exchange Rule 503, Openings on the Exchange https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16217.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16217.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16217 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16217.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX, Inc., NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16214.html https://regulations.justia.com/regulations/fedreg/2019/07/31/2019-16214.html Wed, 31 Jul 2019 00:00:00 -0700 2019-16214 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-31/pdf/2019-16214.pdf