<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/29?registers=between Wed, 25 Jun 2025 21:37:16 -0700 Wed, 25 Jun 2025 21:37:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/29?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing Give Ups on the BX Options Market https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15982.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15982.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15982 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15982.pdf Notice - The Guardian Insurance & Annuity Company, Inc., et al. https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15975.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15975.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15975 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15975.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Nasdaq Options Market To Modify the Give Up of a Clearing Participant by a Participant on NOM Transactions https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15973.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15973.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15973 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15973.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules To Permit Cboe Trading, Inc. To Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15972.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15972.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15972 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15972.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15971.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15971.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15971 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15971.pdf Notice - Zacks Investment Management, Inc. and Zacks Trust https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15968.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15968.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15968 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15968.pdf Notice - Zacks Investment Management, Inc. and Zacks Trust https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15955.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15955.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15955 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15955.pdf Notice - PFS Funds and Castle Investment Management, LLC.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15954.html https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15954.html Mon, 29 Jul 2019 00:00:00 -0700 2019-15954 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15954.pdf