<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/26?registers=between Sun, 22 Dec 2024 12:46:34 -0800 Sun, 22 Dec 2024 12:46:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/26?registers=between Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15875.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15875.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15875 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15875.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 9.21-O, Delete Current Rules 9.21-O through 9.25-O, and Amend Rule 10.9551 https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15874.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15874.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15874 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15874.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Maintenance Listing Standards for Options on Certain Indexes Under Rule 24.2.01(b)(2) https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15873.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15873.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15873 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15873.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15872.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15872.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15872 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15872.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Existing Membership Rules and To Incorporate by Reference the Membership Rules of The Nasdaq Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15871.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15871.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15871 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15871.pdf Notice - Order Granting Application by: Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, and Nasdaq Phlx LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15870.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15870.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15870 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15870.pdf Proposed Rule - Customer Margin Rules Relating to Security Futures https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15400 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15400.pdf