<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/23?registers=between Sun, 22 Dec 2024 12:26:47 -0800 Sun, 22 Dec 2024 12:26:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/23?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15674.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15674.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15674 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15674.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15673.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15673.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15673 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15673.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Section 302 of the Listed Company Manual To Provide Exemptions for the Issuers of Certain Categories of Securities From the Obligation To Hold Annual Shareholders' Meetings https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15637.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15637.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15637 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15637.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to IEX's Fee Schedule To Correct Two Fee Code Combinations https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15635.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15635.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15635 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15635.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15563.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15563.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15563 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15563.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15561.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15561.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15561 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15561.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Generic Listing Standards for Fixed Income Securities Included in the Portfolio of a Series of Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15560.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15560.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15560 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15560.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15559.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15559.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15559 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15559.pdf