Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/19?limit=200®isters=between&mode=atom2024-12-22T12:55:50-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15430.htmlNotice - 1WS Credit Income Fund and 1WS Capital Advisers, LLC2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15430Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15430.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15348.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform (“EDGX Equities”) To Adopt a “Retail Volume Tier” for Firms That Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15348Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15348.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15347.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15347Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15347.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15346.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15346Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15346.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15345.htmlNotice - Submission for OMB Review; Comment Request2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15345Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15345.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15344.htmlNotice - Proposed Collection; Comment Request2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15344Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15344.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15340.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15340Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15340.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15338.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15338Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15338.pdfhttps://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15335.htmlNotice - Voya Retirement Insurance and Annuity Company et al; Notice of Application2019-07-19T00:00:00-07:002019-07-19T00:00:00-07:002019-15335Noticehttps://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15335.pdf