<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/17?registers=between Tue, 24 Jun 2025 15:26:34 -0700 Tue, 24 Jun 2025 15:26:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/17?registers=between Notice - Northern Lights Fund Trust III, et al. https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15146.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15146.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15146 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15146.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Long-Term Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15144.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15144.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15144 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15144.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Expiring Fee Waivers and Incentive Programs https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15139.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15139.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15139 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15139.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Adopt Transition Pricing To Support the Introduction of Ports That Connect to the Exchange Using Pillar Technology https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15138.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15138.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15138 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15138.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change to Clearing Membership Policy https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15137.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15137.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15137 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15137.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15136.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15136.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15136 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15136.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Stock-Option Order Functionality and Complex Qualified Contingent Cross (“QCC”) Order With Stock Functionality, and To Make Other Changes to its Rules https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15135.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15135.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15135 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15135.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15134.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15134.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15134 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15134.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend NYSE Rule 123D https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15133.html https://regulations.justia.com/regulations/fedreg/2019/07/17/2019-15133.html Wed, 17 Jul 2019 00:00:00 -0700 2019-15133 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-17/pdf/2019-15133.pdf