<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/09?registers=between Mon, 23 Jun 2025 16:12:20 -0700 Mon, 23 Jun 2025 16:12:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/09?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to the Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14627.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14627.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14627 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14627.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Update a Rule Cross Reference https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14626.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14626.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14626 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14626.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Update a Rule Cross Reference https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14625.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14625.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14625 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14625.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14623.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14623.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14623 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14623.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Section 302 of the Listed Company Manual To Provide Exemptions for the Issuers of Certain Categories of Securities From the Obligation to Hold Annual Shareholders' Meetings https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14622.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14622.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14622 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14622.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14525.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14525.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14525 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14525.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1019, Adopt a New Rule 1073, Adopt a New Rule 1074, Rule 1080, Adopt a New Rule 1096, and Adopt a New Rule 1097 https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14494.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14494.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14494 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14494.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members 1 https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14491.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14491.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14491 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14491.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce Order Book Priority for Equity Orders Submitted on Behalf of Retail Investors https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14490.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14490.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14490 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14490.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Listing and Trading the Shares of the AlphaMark Actively Managed Small Cap ETF https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14489.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14489.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14489 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14489.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update All References to “Bats Auction Mechanism” or “BAM” to “Automated Improvement Mechanism” or “AIM” in the EDGX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14488.html https://regulations.justia.com/regulations/fedreg/2019/07/09/2019-14488.html Tue, 09 Jul 2019 00:00:00 -0700 2019-14488 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-09/pdf/2019-14488.pdf