<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/05?registers=between Sun, 29 Jun 2025 10:07:36 -0700 Sun, 29 Jun 2025 10:07:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/05?registers=between Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14345.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14345.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14345 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14345.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14287.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14287.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14287 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14287.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14283.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14283.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14283 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14283.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14282.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14282.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14282 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14282.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14281.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14281.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14281 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14281.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Trigger for Its Opening Rotation Process for Equity Options https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14280.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14280.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14280 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14280.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14279.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14279.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14279 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14279.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Section 703.18 of the Listed Company Manual To Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes To the Listing Standards for Contingent Value Rights https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14278.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14278.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14278 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14278.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14277.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14277.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14277 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14277.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Adopt Additional Requirements for Listings in Connection With an Offering Under Regulation A of the Securities Act https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14276.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14276.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14276 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14276.pdf Rule - Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-13429.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-13429.html Fri, 05 Jul 2019 00:00:00 -0700 2019-13429 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-13429.pdf