Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/05?limit=200&registers=between&mode=atom 2024-12-22T12:42:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14345.html Notice - Fixed Income Market Structure Advisory Committee 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14345 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14345.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14287.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14287 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14287.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14283.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14283 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14283.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14282.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14282 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14282.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14281.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14281 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14281.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14280.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Trigger for Its Opening Rotation Process for Equity Options 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14280 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14280.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14279.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14279 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14279.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14278.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Section 703.18 of the Listed Company Manual To Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes To the Listing Standards for Contingent Value Rights 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14278 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14278.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14277.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Retail Price Improvement Program 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14277 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14277.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14276.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Adopt Additional Requirements for Listings in Connection With an Offering Under Regulation A of the Securities Act 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14276 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14276.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-13429.html Rule - Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-13429 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-13429.pdf