<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/03?registers=between Fri, 27 Jun 2025 14:35:37 -0700 Fri, 27 Jun 2025 14:35:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/03?registers=between Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Trading Conduct https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14166.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14166.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14166 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14166.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Provisions in Section 141 of the NYSE American Company Guide That Grant the Board Authority to Defer, Waive or Rebate Annual Fees for Listed Equity Securities and Bonds and To Eliminate Obsolete Provisions https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14165.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14165.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14165 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14165.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Use Cboe Exchange's Affiliate, Cboe Trading, as an Inbound and Outbound Router for Cboe Options https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14164.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14164.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14164 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14164.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the BX Options Rules at Chapter IV, Securities Traded on BX https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14163.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14163.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14163 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14163.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14162.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14162.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14162 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14162.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-11 and MSRB Rule G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14161.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14161.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14161 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14161.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Trigger for Its Opening Rotation Process for Equity Options https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14160.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14160.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14160 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14160.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14159.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14159.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14159 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14159.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14158.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14158.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14158 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14158.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Its Rules Related to Complex Orders and Trading Halts https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14157.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14157.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14157 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14157.pdf