<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/02?registers=between Wed, 01 May 2024 16:17:23 -0700 Wed, 01 May 2024 16:17:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/07/02?registers=between Notice - WicShares Trust and Water Island Capital, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14112.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14112.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14112 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14112.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14111.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14111.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14111 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14111.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14110.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14110.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14110 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14110.pdf Notice - Self-Regulatory Organization; Cboe BYX Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14059.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14059.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14059 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14059.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until September 30, 2019 https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14058.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14058.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14058 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14058.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.22 (Complex Automated Improvement Mechanism) https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14057.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14057.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14057 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14057.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14056.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14056.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14056 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14056.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14055.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14055.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14055 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14055.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange Retail Liquidity Program Until September 30, 2019 https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14054.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14054.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14054 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14054.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize the Exchange's By-Law Provisions Regarding the Size of the Exchange's Board of Directors to Those of the Other Nasdaq, Inc.-Owned U.S. Exchanges https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14053.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14053.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14053 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14053.pdf