<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/06/25?registers=between Tue, 19 Aug 2025 15:45:09 -0700 Tue, 19 Aug 2025 15:45:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/06/25?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13529.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13529.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13529 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13529.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13464.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13464.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13464 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13464.pdf Notice - Lord Abbett Credit Opportunities Fund, et al. https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13414.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13414.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13414 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13414.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13413.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13413.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13413 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13413.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding the Give-Up and Clearance of Exchange Transactions https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13411.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13411.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13411 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13411.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13410.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13410.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13410 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13410.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.42 To Extend the Penny Pilot Program Through December 31, 2019 https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13409.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13409.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13409 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13409.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13408.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13408.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13408 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13408.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13407.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13407.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13407 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13407.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 of the Rules of The Nasdaq Options Market To Extend Through December 31, 2019 or the Date of Permanent Approval, if Earlier, the Penny Pilot Program in Options Classes in Certain Issues https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13406.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13406.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13406 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13406.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13405.html https://regulations.justia.com/regulations/fedreg/2019/06/25/2019-13405.html Tue, 25 Jun 2019 00:00:00 -0700 2019-13405 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-25/pdf/2019-13405.pdf