<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/06/14?registers=between Sun, 22 Jun 2025 12:17:28 -0700 Sun, 22 Jun 2025 12:17:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/06/14?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12775.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12775.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12775 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12775.pdf Rule - Amendment to Single Issuer Exemption for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12563.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12563.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12563 Rule https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12563.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Through December 31, 2019, the Penny Pilot Program (“Penny Pilot”) in Options Classes in Certain Issues (“Pilot Program”) Previously Approved by the Commission https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12546.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12546.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12546 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12546.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Through December 31, 2019, the Penny Pilot Program (“Penny Pilot”) in Options Classes in Certain Issues (“Pilot Program”) Previously Approved by the Commission https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12545.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12545.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12545 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12545.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.4 by Extending the Penny Pilot Program Through December 31, 2019 https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12544.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12544.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12544 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12544.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Limit-on-Close (“LOC”) and Market-on-Close (“MOC”) Orders https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12543.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12543.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12543 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12543.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5615 To Allow Additional Issuers Who List Only Specific Securities To Be Able To Avail Themselves of Certain Exemptions Under Corporate Governance Requirements and To Amend Nasdaq Rule IM-5620 To Exclude Additional Categories of Issuers Listing Only Specific Securities From the Annual Shareholder Meeting Requirement https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12542.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12542.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12542 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12542.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/5 https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12541.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12541.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12541 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12541.pdf