Securities and Exchange Commission June 6, 2019 – Federal Register Recent Federal Regulation Documents

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Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11894
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11894.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11893
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11893.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11892
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11892.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11891
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11891.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11890
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11890.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11889
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11889.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11875
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11875.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11874
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11874.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11873
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11873.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11872
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11872.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11871
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11871.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11870
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11870.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11869
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11869.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11868
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11868.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11841
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11841.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11840
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11840.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11839
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11839.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11838
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11838.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11837
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11837.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11836
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11836.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11835
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11835.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11834
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11834.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11833
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11833.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11829
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11829.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11828
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11828.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11827
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11827.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11826
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11826.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11825
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11825.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11823
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11823.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11822
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11822.html
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11816
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11816.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning Openings Following Trading Halts
Document Number: 2019-11804
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11804.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Clarification and Technical Changes to Addendum K
Document Number: 2019-11803
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11803.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide
Document Number: 2019-11802
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11802.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Order Audit Trail System Rules
Document Number: 2019-11801
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11801.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders (“QCC Orders”) With More Than One Option Leg (“Complex QCC Orders”)
Document Number: 2019-11800
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11800.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 123D
Document Number: 2019-11799
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11799.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
Document Number: 2019-11798
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11798.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process
Document Number: 2019-11797
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11797.html
Cresset Private Markets Opportunity Fund and Cresset SPG, LLC
Document Number: 2019-11793
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11793.html
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