<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/06/04?registers=between Fri, 27 Jun 2025 17:59:00 -0700 Fri, 27 Jun 2025 17:59:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/06/04?registers=between Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11598.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11598.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11598 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11598.pdf Notice - Columbia Funds Series Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11584.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11584.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11584 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11584.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11565.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11565.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11565 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11565.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Complementary Services Offered by the Exchange Under Rule IM-5900-7 https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11564.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11564.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11564 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11564.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-location Services https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11563.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11563.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11563 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11563.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11561.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11561.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11561 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11561.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Listing Fee Schedule for Pre-Revenue Companies https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11560.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11560.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11560 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11560.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11559.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11559.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11559 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11559.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11558.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11558.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11558 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11558.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11557.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11557.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11557 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11557.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Investments of Aware Ultra-Short Duration Enhanced Income ETF, a Series of Tidal ETF Trust https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11556.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11556.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11556 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11556.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Allow an Odd Lot-Sized Order To Be Eligible for the Midpoint Extended Life Order https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11545.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11545.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11545 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11545.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11543.html https://regulations.justia.com/regulations/fedreg/2019/06/04/2019-11543.html Tue, 04 Jun 2019 00:00:00 -0700 2019-11543 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-04/pdf/2019-11543.pdf