<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/29?registers=between Thu, 23 May 2024 07:37:45 -0700 Thu, 23 May 2024 07:37:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/29?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11239.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11239.html Wed, 29 May 2019 00:00:00 -0700 2019-11239 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11239.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 967NY https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11236.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11236.html Wed, 29 May 2019 00:00:00 -0700 2019-11236 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11236.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11231.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11231.html Wed, 29 May 2019 00:00:00 -0700 2019-11231 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11231.pdf Notice - Tudor Investment Corporation and Tudor Employee Investment Fund LLC https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11205.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11205.html Wed, 29 May 2019 00:00:00 -0700 2019-11205 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11205.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11108.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11108.html Wed, 29 May 2019 00:00:00 -0700 2019-11108 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11108.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11107.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11107.html Wed, 29 May 2019 00:00:00 -0700 2019-11107 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11107.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11106.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11106.html Wed, 29 May 2019 00:00:00 -0700 2019-11106 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11106.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11105.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11105.html Wed, 29 May 2019 00:00:00 -0700 2019-11105 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11105.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11101.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11101.html Wed, 29 May 2019 00:00:00 -0700 2019-11101 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11101.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a Corporate Bond New Issue Reference Data Service https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11100.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-11100.html Wed, 29 May 2019 00:00:00 -0700 2019-11100 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-11100.pdf Proposed Rule - Amendments to the Accelerated Filer and Large Accelerated Filer Definitions https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-09932.html https://regulations.justia.com/regulations/fedreg/2019/05/29/2019-09932.html Wed, 29 May 2019 00:00:00 -0700 2019-09932 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-29/pdf/2019-09932.pdf