<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/28?registers=between Fri, 17 May 2024 02:20:06 -0700 Fri, 17 May 2024 02:20:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/28?registers=between Notice - Notice Establishing the Commencement and Termination Dates of the Pre-Pilot Period of the Transaction Fee Pilot for National Market System Stocks https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10997.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10997.html Tue, 28 May 2019 00:00:00 -0700 2019-10997 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10997.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10989.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10989.html Tue, 28 May 2019 00:00:00 -0700 2019-10989 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10989.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of JPMorgan Income Builder Blend ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10988.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10988.html Tue, 28 May 2019 00:00:00 -0700 2019-10988 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10988.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10987.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10987.html Tue, 28 May 2019 00:00:00 -0700 2019-10987 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10987.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10986.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10986.html Tue, 28 May 2019 00:00:00 -0700 2019-10986 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10986.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10985.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10985.html Tue, 28 May 2019 00:00:00 -0700 2019-10985 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10985.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10983.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10983.html Tue, 28 May 2019 00:00:00 -0700 2019-10983 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10983.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10982.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10982.html Tue, 28 May 2019 00:00:00 -0700 2019-10982 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10982.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10981.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10981.html Tue, 28 May 2019 00:00:00 -0700 2019-10981 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10981.pdf Notice - BlackRock Capital Investment Corporation, et al. https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10975.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10975.html Tue, 28 May 2019 00:00:00 -0700 2019-10975 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10975.pdf Proposed Rule - Amendments to Financial Disclosures About Acquired and Disposed Businesses https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-09472.html https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-09472.html Tue, 28 May 2019 00:00:00 -0700 2019-09472 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-09472.pdf