<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/21?registers=between Thu, 26 Jun 2025 09:00:59 -0700 Thu, 26 Jun 2025 09:00:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/21?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10649.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10649.html Tue, 21 May 2019 00:00:00 -0700 2019-10649 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10649.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10523.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10523.html Tue, 21 May 2019 00:00:00 -0700 2019-10523 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10523.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10522.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10522.html Tue, 21 May 2019 00:00:00 -0700 2019-10522 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10522.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BZX Equities Fee Schedule To Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10516.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10516.html Tue, 21 May 2019 00:00:00 -0700 2019-10516 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10516.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10515.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10515.html Tue, 21 May 2019 00:00:00 -0700 2019-10515 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10515.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Main Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, To Hold Listed Options Contracts in a Manner That Does Not Comply With Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10514.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10514.html Tue, 21 May 2019 00:00:00 -0700 2019-10514 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10514.pdf Notice - Self-Regulatory Organizations; Miami PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10513.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10513.html Tue, 21 May 2019 00:00:00 -0700 2019-10513 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10513.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 3 To Adopt a Qualified Market Maker Program and a Related Credit, and To Modify Two Existing Fees https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10512.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10512.html Tue, 21 May 2019 00:00:00 -0700 2019-10512 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10512.pdf Notice - Nuveen Churchill BDC LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10511.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10511.html Tue, 21 May 2019 00:00:00 -0700 2019-10511 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10511.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10510.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10510.html Tue, 21 May 2019 00:00:00 -0700 2019-10510 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10510.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF Under NYSE Arca Rule 8.200-E https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10509.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10509.html Tue, 21 May 2019 00:00:00 -0700 2019-10509 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10509.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10508.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10508.html Tue, 21 May 2019 00:00:00 -0700 2019-10508 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10508.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10351.html https://regulations.justia.com/regulations/fedreg/2019/05/21/2019-10351.html Tue, 21 May 2019 00:00:00 -0700 2019-10351 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-21/pdf/2019-10351.pdf