<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/16?registers=between Fri, 27 Jun 2025 06:29:46 -0700 Fri, 27 Jun 2025 06:29:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/16?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 21.22 (Complex Automated Improvement Mechanism) https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10125.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10125.html Thu, 16 May 2019 00:00:00 -0700 2019-10125 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10125.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rules 104 and 36 To Require Designated Market Makers To Communicate With a Designed Senior Representative of the Issuers of the DMM's Assigned Securities https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10124.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10124.html Thu, 16 May 2019 00:00:00 -0700 2019-10124 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10124.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform (“BZX Equities”) as It Relates to Pricing for the Use of the TRIM Routing Strategy https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10123.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10123.html Thu, 16 May 2019 00:00:00 -0700 2019-10123 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10123.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10121.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10121.html Thu, 16 May 2019 00:00:00 -0700 2019-10121 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10121.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10120.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10120.html Thu, 16 May 2019 00:00:00 -0700 2019-10120 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10120.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending Its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10119.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10119.html Thu, 16 May 2019 00:00:00 -0700 2019-10119 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10119.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10118.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10118.html Thu, 16 May 2019 00:00:00 -0700 2019-10118 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10118.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10117.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10117.html Thu, 16 May 2019 00:00:00 -0700 2019-10117 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10117.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10116.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10116.html Thu, 16 May 2019 00:00:00 -0700 2019-10116 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10116.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10115.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10115.html Thu, 16 May 2019 00:00:00 -0700 2019-10115 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10115.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10114.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10114.html Thu, 16 May 2019 00:00:00 -0700 2019-10114 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10114.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform (“BYX Equities”) as it Relates to Pricing for the Use of the TRIM Routing Strategy https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10113.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10113.html Thu, 16 May 2019 00:00:00 -0700 2019-10113 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10113.pdf Notice - Collaborative Investment Series Trust and Belpointe Asset Management, LLC https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10103.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10103.html Thu, 16 May 2019 00:00:00 -0700 2019-10103 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10103.pdf