<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/13?registers=between Fri, 27 Jun 2025 18:11:37 -0700 Fri, 27 Jun 2025 18:11:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/13?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09894.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09894.html Mon, 13 May 2019 00:00:00 -0700 2019-09894 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09894.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09801.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09801.html Mon, 13 May 2019 00:00:00 -0700 2019-09801 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09801.pdf Notice - Toroso Investments, LLC and Tidal ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09800.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09800.html Mon, 13 May 2019 00:00:00 -0700 2019-09800 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09800.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09799.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09799.html Mon, 13 May 2019 00:00:00 -0700 2019-09799 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09799.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09798.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09798.html Mon, 13 May 2019 00:00:00 -0700 2019-09798 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09798.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09797.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09797.html Mon, 13 May 2019 00:00:00 -0700 2019-09797 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09797.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for XSP Options https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09729.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09729.html Mon, 13 May 2019 00:00:00 -0700 2019-09729 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09729.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule To Delete References to the TRIM2 and SWPB Routing Options https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09728.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09728.html Mon, 13 May 2019 00:00:00 -0700 2019-09728 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09728.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and Fee Schedule To Delete References to TRIM2 and SWPB Routing Options https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09727.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09727.html Mon, 13 May 2019 00:00:00 -0700 2019-09727 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09727.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as Well as Its Fee Schedule, To Delete References to the SWPB Routing Option https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09726.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09726.html Mon, 13 May 2019 00:00:00 -0700 2019-09726 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09726.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 11.11 and Rule 11.16, as Well as Its Fee Schedule, To Delete References to the SWPB Routing Option https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09725.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09725.html Mon, 13 May 2019 00:00:00 -0700 2019-09725 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09725.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Criteria for Listing an Option on an Underlying Covered Security https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09724.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09724.html Mon, 13 May 2019 00:00:00 -0700 2019-09724 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09724.pdf Notice - ALPS Variable Investment Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09721.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09721.html Mon, 13 May 2019 00:00:00 -0700 2019-09721 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09721.pdf