<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/09?registers=between Mon, 06 May 2024 15:04:03 -0700 Mon, 06 May 2024 15:04:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/09?registers=between Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the CDS Risk Management Model Description https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09510.html https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09510.html Thu, 09 May 2019 00:00:00 -0700 2019-09510 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-09/pdf/2019-09510.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09509.html https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09509.html Thu, 09 May 2019 00:00:00 -0700 2019-09509 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-09/pdf/2019-09509.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities and Rule 519, MIAX Order Monitor https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09508.html https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09508.html Thu, 09 May 2019 00:00:00 -0700 2019-09508 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-09/pdf/2019-09508.pdf Notice - Self-Regulatory Organizations; Miami PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Chapter III, Business Conduct, Rule 506, Collection and Dissemination of Quotations, Chapter VII, Exercises and Deliveries, Chapter VIII, Records, Reports and Audits, Chapter IX, Summary Suspension, Chapter XI, Hearings, Review and Arbitration, Chapter XIII, Doing Business With The Public, Chapter XIV, Order Protection, Locked and Crossed Markets, Chapter XV, Margins, Chapter XVI, Net Capital Requirements, Chapter XVII, Consolidated Audit Trail Compliance Rule and Chapter XVIII, Index Options https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09507.html https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09507.html Thu, 09 May 2019 00:00:00 -0700 2019-09507 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-09/pdf/2019-09507.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 7.31 To Add a New Order Type, Capital Commitment Order, and Make Related Changes to Rules 7.16, 7.34, 7.36, and 7.37 https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09506.html https://regulations.justia.com/regulations/fedreg/2019/05/09/2019-09506.html Thu, 09 May 2019 00:00:00 -0700 2019-09506 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-09/pdf/2019-09506.pdf