<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/08?registers=between Fri, 27 Jun 2025 19:48:28 -0700 Fri, 27 Jun 2025 19:48:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/08?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09375.html https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09375.html Wed, 08 May 2019 00:00:00 -0700 2019-09375 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-08/pdf/2019-09375.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete and Relocate the Exchange's Current Registration, Qualification and Continuing Education Rules https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09374.html https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09374.html Wed, 08 May 2019 00:00:00 -0700 2019-09374 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-08/pdf/2019-09374.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(d)(2)(K)(i) Shares of the iPath S&P MLP ETN Issued by Barclays Bank PLC https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09373.html https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09373.html Wed, 08 May 2019 00:00:00 -0700 2019-09373 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-08/pdf/2019-09373.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Onboarding Fee Waiver and Introduction of a Fee Rebate Scheme for CDSClear Index Swaptions Clearing Activities https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09372.html https://regulations.justia.com/regulations/fedreg/2019/05/08/2019-09372.html Wed, 08 May 2019 00:00:00 -0700 2019-09372 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-08/pdf/2019-09372.pdf