<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/02?registers=between Wed, 25 Jun 2025 23:50:06 -0700 Wed, 25 Jun 2025 23:50:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/02?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-09040.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-09040.html Thu, 02 May 2019 00:00:00 -0700 2019-09040 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-09040.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-09039.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-09039.html Thu, 02 May 2019 00:00:00 -0700 2019-09039 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-09039.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08922.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08922.html Thu, 02 May 2019 00:00:00 -0700 2019-08922 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08922.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Registration Rules and Incorporate by Reference The Nasdaq Stock Market Rules at General 4 https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08921.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08921.html Thu, 02 May 2019 00:00:00 -0700 2019-08921 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08921.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.21 (Solicitation Auction Mechanism) https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08920.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08920.html Thu, 02 May 2019 00:00:00 -0700 2019-08920 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08920.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.49A To Eliminate the Exchange's On-Floor Position Transfer Procedure https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08919.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08919.html Thu, 02 May 2019 00:00:00 -0700 2019-08919 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08919.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08918.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08918.html Thu, 02 May 2019 00:00:00 -0700 2019-08918 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08918.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08917.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08917.html Thu, 02 May 2019 00:00:00 -0700 2019-08917 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08917.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Replace Obsolete Terminology https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08914.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08914.html Thu, 02 May 2019 00:00:00 -0700 2019-08914 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08914.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08913.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08913.html Thu, 02 May 2019 00:00:00 -0700 2019-08913 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08913.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 17 of the Cboe Options Rules https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08912.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08912.html Thu, 02 May 2019 00:00:00 -0700 2019-08912 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08912.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08911.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08911.html Thu, 02 May 2019 00:00:00 -0700 2019-08911 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08911.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Replace Obsolete Terminology https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08910.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08910.html Thu, 02 May 2019 00:00:00 -0700 2019-08910 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08910.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08885.html https://regulations.justia.com/regulations/fedreg/2019/05/02/2019-08885.html Thu, 02 May 2019 00:00:00 -0700 2019-08885 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-02/pdf/2019-08885.pdf