<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/01?registers=between Tue, 24 Jun 2025 10:34:28 -0700 Tue, 24 Jun 2025 10:34:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/05/01?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11-E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08782.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08782.html Wed, 01 May 2019 00:00:00 -0700 2019-08782 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08782.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1 https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08781.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08781.html Wed, 01 May 2019 00:00:00 -0700 2019-08781 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08781.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08777.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08777.html Wed, 01 May 2019 00:00:00 -0700 2019-08777 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08777.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.11 and 80C, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08776.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08776.html Wed, 01 May 2019 00:00:00 -0700 2019-08776 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08776.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08774.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08774.html Wed, 01 May 2019 00:00:00 -0700 2019-08774 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08774.pdf Notice - Small Business Capital Formation Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08762.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08762.html Wed, 01 May 2019 00:00:00 -0700 2019-08762 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08762.pdf