Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/24?limit=200®isters=between&mode=atom2024-12-22T18:44:08-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08211.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08211Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08211.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08210.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Listing of P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08210Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08210.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08209.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08209Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08209.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08208.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08208Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08208.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08207.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 20192019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08207Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08207.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08206.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08206Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08206.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08205.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Additional Requirements for Listings in Connection With an Offering Under Regulation A of the Securities Act2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08205Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08205.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08204.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Include References to Uniform Mortgage-Backed Securities2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08204Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08204.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08203.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility2019-04-24T00:00:00-07:002019-04-24T00:00:00-07:002019-08203Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08203.pdf