<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/23?registers=between Sun, 29 Jun 2025 12:31:33 -0700 Sun, 29 Jun 2025 12:31:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/23?registers=between Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Model Validation Framework https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08107.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08107.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08107 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08107.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Modify Its Strategy QOO Order Fee Cap and Rebate https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08106.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08106.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08106 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08106.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08105.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08105.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08105 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08105.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Adopt Complex Order Functionality https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08103.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08103.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08103 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08103.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08102.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08102.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08102 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08102.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Customer Cross Orders https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08101.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08101.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08101 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08101.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08100.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08100.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08100 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08100.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08099.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08099.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08099 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08099.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Related to the Options Clearing Corporation's Margin Methodology for Volatility Index Futures https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08083.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08083.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08083 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08083.pdf Notice - Putnam Managed Municipal Income Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08067.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08067.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08067 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08067.pdf