<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/22?registers=between Sun, 22 Dec 2024 18:54:19 -0800 Sun, 22 Dec 2024 18:54:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/22?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08043.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08043.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08043 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08043.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08042.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08042.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08042 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08042.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08041.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08041.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08041 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08041.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08040.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08040.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08040 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08040.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08039.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08039.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08039 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08039.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08038.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08038.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08038 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08038.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08037.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08037.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08037 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08037.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08036.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08036.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08036 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08036.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08035.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08035.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08035 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08035.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08034.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08034.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08034 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08034.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to EDGA Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07994.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07994.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07994 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07994.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07993.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07993.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07993 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07993.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the First Trust California Municipal High Income ETF and the First Trust Municipal High Income ETF https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07992.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07992.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07992 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07992.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07991.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07991.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07991 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07991.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule in Options 7, Section 2 https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07988.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07988.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07988 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07988.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Defined Terms in Its Rules, Delete Obsolete and Redundant Language, and Make Other Nonsubstantive Changes https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07983.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07983.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07983 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07983.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Amend Exchange Rule 14.11(c), Index Fund Shares, To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Bond Securities https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07982.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07982.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07982 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07982.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1080(m) Related to Routing to Away Markets https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07981.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07981.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07981 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07981.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07980.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-07980.html Mon, 22 Apr 2019 00:00:00 -0700 2019-07980 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-07980.pdf