<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/16?registers=between Wed, 25 Jun 2025 18:18:48 -0700 Wed, 25 Jun 2025 18:18:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07638.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07638.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07638 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07638.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Supplemental Liquidity Provider Provide Tier 1 Credit for Securities Traded Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07510.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07510.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07510 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07510.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07509.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07509.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07509 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07509.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Rule 4121, Trading Halts Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07508.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07508.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07508 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07508.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Make Permanent Exchange Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07507.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07507.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07507 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07507.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures. https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07506.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07506.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07506 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07506.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07505.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07505.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07505 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07505.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07504.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07504.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07504 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07504.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07503.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07503.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07503 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07503.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07502.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07502.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07502 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07502.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Select Customer Options Reduction Program https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07501.html https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07501.html Tue, 16 Apr 2019 00:00:00 -0700 2019-07501 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07501.pdf