<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/12?registers=between Mon, 23 Jun 2025 08:05:32 -0700 Mon, 23 Jun 2025 08:05:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/12?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07338.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07338.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07338 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07338.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CDS and Options Fee Grid for CDSClear Clearing Members Effective Retroactively From January 1st, 2019 https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07327.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07327.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07327 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07327.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07247.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07247.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07247 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07247.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend Rules G-11 and G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07244.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07244.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07244 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07244.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07243.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07243.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07243 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07243.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07242.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07242.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07242 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07242.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07241.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07241.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07241 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07241.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07240.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07240.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07240 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07240.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07239.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07239.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07239 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07239.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07238.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07238.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07238 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07238.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07236.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07236.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07236 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07236.pdf Notice - Principal Diversified Select Income Fund, Principal Diversified Select Real Asset Fund, and Principal Global Investors, LLC https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07233.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07233.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07233 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07233.pdf