<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/11?registers=between Wed, 25 Jun 2025 23:25:13 -0700 Wed, 25 Jun 2025 23:25:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/11?registers=between Notice - Precidian ETFs Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07207.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07207.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07207 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07207.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07202.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07202.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07202 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07202.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07200.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07200.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07200 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07200.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Handling of Orders That Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained To Facilitate Compliance with Rule 610(d) of Regulation NMS https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07154.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07154.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07154 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07154.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions, and Rule 128, Clearly Erroneous Executions for NYSE Equities https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07152.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07152.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07152 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07152.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07149.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07149.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07149 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07149.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07148.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07148.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07148 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07148.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Relocate the Qualified Contingent Cross Orders Rules https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07147.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07147.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07147 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07147.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07146.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07146.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07146 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07146.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07144.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07144.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07144 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07144.pdf Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07128.html https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07128.html Thu, 11 Apr 2019 00:00:00 -0700 2019-07128 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07128.pdf